operations only on 4 February 2025, and such suspension was therefore not in compliance with the prescribed regulatory requirements. SEC Act S.141 Settlement Committee Meeting No. 7/2026 Settlement

orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the annual financial statements SEC Act S.300 in conjunction with 56

capital funds on those dates, resulting in non-compliance with the prescribed capital fund maintenance requirements. Nevertheless, FPAM was able to restore its capital fund position to comply with the

her common-law marriage, Mr. Pasu, in accordance with the requirements set out in Form 59. However, Miss Louise failed to prepare and disclose the required reports within the timeframe specified by the

of her common-law marriage, Mr. Pasu, in accordance with the requirements set out in Form 59. However, Miss Louise failed to prepare and disclose the required reports within the timeframe specified by

requirements set out in Form 59. However, Miss Yeap Xin RHU failed to prepare and disclose the required reports within the timeframe specified by the SEC’s notification. SEC Act S.59 Settlement Committee

his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Management’s Discussion and Analysis (MD&

liability arises from his failure to issue orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the Form 56-1 One Report for the