Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
, Belgian company, who is an subsidiary of Vinythai, due to practical difficulties to maintain company operation after the expiration of service agreement provided to it by Solvay SA (the former major
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
replace Mr. Chaipat Sahasakul, who was the representative from EGCO, effective from 14 March 2018 onwards. The resolution of the Annual General Shareholders Meeting for the year 2017 on 23 April 2 0 17 had
Chye Tek Lionel as the Chief Executive Officer (CEO) to replace Mr. Lee Chye Cheng Adrian who was appointed as the Chief Operating Officer (COO), effective from 1 November 2018 onwards 3) Launched 2
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of
business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best interest of investors based
the program pursuant to Clause 23 or Clause 55, certain facts appear to the SEC Office showing that the Thai government agencies have failed to maintain the qualifications in accordance with the