and Executives of Securities Companies (No.2) dated 1 February 2010. 2 Repealed and replaced by the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 5/2553 Re: Qualifications
: Calculation and Report of Net Liquid Capital Calculation dated 8 May 2006 shall be repealed and replaced with Part 3, Page 1 to Page 3 of the Form attached hereto. Clause 2. Page 3, Page 5, Page 6, Page 17
Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (No.2) dated 1 February 2010. 2 Repealed and replaced by the Notification of the Capital Market Supervisory Board No
Technology Security of Securities Company dated 3 August 2009 shall be repealed. Clause 2 This Notification shall come into force as from 1 September 2017. Notified this 12th day of September 2016. (Mr. Rapee
Futures Trading Business by Operators of Derivatives Business dated 25 July 2007 shall be repealed. Clause 2 This Notification shall come into force as from 1 December 2016. Notified this 11th day of
Approval for Offer for Sale of Newly Issued Shares dated 30 September 2016 shall be repealed and replaced with the following provisions: “(b) the structure of the board of directors and the management shall
enters into an agreement to borrow securities from a securities company for making a short sale, but excluding a securities borrower being an institutional client; 1 Repealed and amended by the