. KorThor/Khor/Dor/Nor. 25/2553 Re: Repeal of Notification of the Securities and Exchange Commission Relating to Preparation of Securities Company’s Account By virtue of Section 14 and Section 105 of the
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 48/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding
Executives of Securities Companies (No. 2) Amending the Notification No. TorThor/Nor/Khor. 58/2552 as follows: 1. add (2/1) of Clause 1 2. amend (3) of Clause 1 3. repeal (4) of Clause 1 and (3) of Clause 2 In
Clause 1 3. repeal (3) of Clause 3 In use ( effective as from 1 February 2010) 2 15 September 2010 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 39/2553 Qualifications and Prohibited
___________________________________________________________________________ Remark: The rationale for issuing this Notification is to repeal requirements related to appointment of a manager of full-service branch office and requiring securities company arrange to have
จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to
/2557 Re: Repeal of Notifications relating to Directors, General Managers and Other Persons of Securities Companies and Derivatives Intermediaries dated 3 June 2014; (2) Notification of the Office of the