. The financial statements under the first paragraph shall be prepared under the criteria as specified in the notification of the SEC and shall be audited with an opinion rendered thereon by a certified
applicant has provided other sufficient measures in lieu of its compliance with the rules or conditions to be waived. For rendering a waiver under Paragraph 1, the SEC Office shall mainly consider [i] the
Online Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date
Office approves the establishment of the full-service branch office and online branch office, provided that on date the securities company start-up an operation, it meets the following qualifications; (1
Branch Office --------------------------- Clause 4. It shall be deemed that the Office approves the establishment of the full-service branch office and online branch office, provided that on date the
branch office, provided that on date the derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification
ceases all businesses. Clause 3 An intermediary who has been rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission
rendered a waiver of appointing an independent director under the Notification of the Office of the Securities and Exchange Commission concerning Rules on Rendering a Waiver of Appointing Independence
prior year. Caravans have been rendered in music festivals, sport events, tourism and various projects. Operating Results Overview Operating results of the Company for the year ended 31 December 2019 and
judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken