or submitted to home regulator as required by law or regulations of the home regulator’s jurisdiction. In this regard, the CIS operator shall certify in writing that such information is similar to that
, the CIS operator shall deliver the same information as required to be delivered to investors or submitted to the home regulator pursuant to the law or relevant rules of the home regulator’s jurisdiction
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a brokerage firm to perform duty as local intermediary in Thailand (issued by CIS Operator
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Evidence on the appointment of a securities company to perform duty as local intermediary in Thailand (issued by CIS
the followings, are or will be at the ready: (a) Systems for separating mutual funds’ assets from those of the fund supervisor’s, for attending and safekeeping of such assets, and for internal control
: (1) general information of the mutual fund, at least including the fund scheme’s name, the management company’s name, the financial consultant’s name, the fund supervisor’s name, the investment unit