Expat Advice Asia : Unlicensed securities and derivatives business (Disclosure Date : 07/02/2025)
Facebook page "Give Financial Advice" impersonates CP ALL Plc. : Unlicensed securities and derivatives business (Disclosure Date : 11/09/2024)
CCD ADVICE SERVICE Co.,Ltd. Website: http://bangkook.olxthailand.com/spot-gold-iid-221259146, www.bloggang.com/mainblog.php?id=goldspot, FB: http:// : Unlicensed securities and derivatives business
เอกสารรับฟังความคิดเห็น เลขที่ อนจ. 5/2561 เรื่อง การสนับสนุนผู้ให้บริการด้านการให้ค าแนะน าและวางแผนทางการเงิน ท่ีมีคุณภาพและประชาชนเข้าถึงได้ (wealth advice for all) เผยแพร่เมื่อวันท่ี 9 มีนาคม
and Exchange Commission Kor Thor. 13/2563 Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of
of the public and investors. The SEC encourages the investing public to be cautious when solicited to take investment advice or use services of unlicensed operators of securities, derivatives and
received. Of these, 3,149 cases involved providing advice to the public through the SEC Investment Scam Hotline, representing an increase of approximately four times compared with the first quarter of 2025
. Our suggestion for prevention of future occurrences is to jointly consider establishing accuracy verification mechanisms that can enhance confidence in the financial reporting, including a
/2017 01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor. 11/2547 Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of