person whom a securities offeror is able to demonstrate to the Office that such person is able to access and study information necessary for making decisions to invest in the offered securities by himself
designating person) 2. ผู้กำหนดตัวแทนสมาชิก (designating person) จะเป็นผู้กำหนดสิทธิใช้งานในระบบ TCM-CERT Portal ให้กับตัวแทนสมาชิก ซึ่งมีด้วยกัน 3 ระดับ ดังนี้ - ระดับ read-only สามารถอ่านข้อมูลที่แลกเปลี่ยน
future such as keeping information in what type, it shall keep device and software related to read that type of media. [M] · Labelling clearly at the preserved information media for rapidly search and
such article or research paper in the underwritten securities, provided that such statement shall be distinct, easy-to-read, and not smaller in size than the regular font used in such article or research
ใน FAQ ฉบับประมวล ข้อ 9.4] 39 หลักฐานการใช้งานแฟ้มข้อมูล (audit log) เช่น read, write, copy และ delete เป็นต้น ตามประกาศว่าด้วยแนวทางปฏิบัติสำหรับการกำหนดนโยบาย มาตรการ และระบบงานที่เกี่ยวกับการการะทำ
: .......................................................................................... 4. Academic degree(s) ( Bachelor's degree in....... (FIELDS OF STUDY)........ from ….(INSTITUTION) ............. (NAME)................ ( Master's degree in .......... (FIELDS OF STUDY)....... from
) a warning stating that “investment contains certain risks; investors are recommended to study related information before making investment decision”; (3) in advertising long-term equity fund and
recommended to study related information before making investment decision”; (3) in advertising long-term equity fund and retirement mutual fund, the securities company shall have a warning statement that
; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the regulations or conditions
from the approval date; (5) having the study or research results that show the possibility of providing innovative financial services; (6) having no record of violating or failing to comply with the