and receive allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction

allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction with Section 86

specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to executing transactions. Accordingly, ERX conducted

the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to

Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was