, unless the investment management company proves that the organizational structure of the company will not cause conflicts of interest or that efficient measures to prevent conflicts of interest are put in
the payment document in order to be able to examine the correctness of the payment to such member including having evidence that proves the delivery of payment document from the management company to
internationally and proves the determination of business management for sustainable growth and taking responsibilities for all stakeholders. On 16 September 2020, the company received award at the “Climate Actions
Social and Governance reflects that the company proves the determination of business management for sustainable growth and taking responsibilities for all stakeholders. (2) Best Investor Relations Award
). operation only when the SEC Office verifies that: (1) the licensee has arranged for the work system and personnel to be ready in undertaking the business as shown in its application except where there is any
business shall comply with the following conditions: (1) The licensee shall commence the undertaking of gold derivatives brokerage business only when the SEC Office verifies that the licensee has satisfied
derivatives brokerage business shall comply with the following conditions: (1) The licensee shall commence the undertaking of gold derivatives brokerage business only when the SEC Office verifies that the
, executive or employee of other company that undertakes the business in similar manner or competes with the business of management company except where management company demonstrates that the organizational
REIT to receive such money under income guarantee agreement shall be disclosed; 2.6 Procuring of loan: in case the case where REIT has procured loan, demonstrates current status by specifying the
(IMA) Control Environment 1. The organization demonstrates a commitment to integrity and ethical values. Questions Yes No 1.1 The board of directors and the management set up principles and guidelines