: IT Security with the following details: 2.1 Information Security Policy; 2.2 Organization of Information Security; 2.3 Human Resource Security; 2.4 Asset Management; 2.5 Access Control 2.6
available at the office of the derivatives business operator for public access and also be published in at least one local daily newspaper in accordance with the rules specified in the notification of the SEC
been kept in custody of a securities company shall not be protected under the measures of protection of the Financial Institutions Development Fund; 1As added by the notification of the Securities and
with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to
clients were affected by an outbreak of COVID-19, and hence postponed services of the Company due to strict preventive measures limiting access of external parties into the clients’ sites. Please be
บุคคลที่สามารถเขา้ถึงขอ้มูลภายใน (“access person”) ของผูป้ระกอบธุรกิจนายหนา้ซ้ือขายหลกัทรัพย ์การคา้หลกัทรัพย ์หรือการจดัจ าหน่ายหลกัทรัพย ์ซ่ึงมิไดจ้ ากดัเฉพาะหลกัทรพัยอ์นัเป็นตราสารแห่งหน้ี หรือหน่วย
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3) 2 provide a written contract or
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
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