Clause 10 In engaging in proprietary trading, a securities intermediary in the category of mutual fund management or private fund management shall supervise that short- term investment shall not be made
(11) provident funds; 16 (12) private funds; 17 (13) pension funds; 18 (14) other juristic persons as notified by the Office. Clause 10. In order to prevent conflict of interests which may arise in the
domicile in Thailand; 14(10) mutual funds; 15(11) provident funds; 16(12) private funds; 17(13) pension funds; 18(14) other juristic persons as notified by the Office. Clause 10. In order to prevent conflict
establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund management company” means a securities company licensed to undertake securities business in the
pursuant to the Notification of the Office of the Securities and Exchange Commission governing establishment of mutual funds and execution of agreements for management of private funds; (14) “mutual fund
operator’s proprietary trading shall arrange to have systems for administrative management and management of risk which could arise from such investment, at least in the manner in accordance with the guideline
broker investing in securities for its proprietary account shall set policies and rules for investment and shall sufficiently and efficiently have a risk management system, a system to prevent conflicts of