its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
: Determination of Paid-Up Registered Capital of Securities Company Licensed to Undertake Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the
Securities Business in the Category of Private Fund Management dated 18 September 2000. (2) The Notification of the Securities and Exchange Commission No. KorNor. 26/2545 Re: Determination of Paid-Up
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
manager” means mutual fund manager and private fund manager; (6) “property fund manager” means a person who makes decisions to invest or dispose of real estate or leasehold right of property funds; (7
rights according to the methods disclosed by the mutual fund management company under Clause 3(4) hereof. Chapter 2 Private Fund Management Clause 5. In cases where the private fund management company
No. KorKhor. 2/2548 Re: Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds By
Representatives of Private Funds By virtue of Section 14 and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the