Renaissance Fund Management LTD Renaissance Fund Management LTD failed to prepare the balance sheet and the profit and loss account for the first six months of the financial year 2019 by posted in a

Professional Waste Technology (1999) Public company Limited Professional Waste Technology (1999) Public company Limited (PRO), a listed company which is posted SP and NC signs by the Stock Exchange

technology to private fund management in analysis, selection and screening of securities trading signals, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory

another person to be outsource in analysis and investment decision, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.133 paragraph 2

process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S

outside its office for the products listed on the Stock Exchange of Thailand, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S.98 (6

PP Prime Public Company Limited On 2 August 2019, PP Prime Public Company Limited (“PPPM”) published information through the Stock Exchange of Thailand’s ELCID (Electronic Company Information

(expected return) of SCB Money Market Fund (SCBMONEY) in the fund offering documents and through public media channels. It is a practice that does not comply with the rules announced by The Office of the

. It is a practice that does not comply with the rules announced by The Office of the Securities and Exchange Commission. SEC Act S.113 Settlement Committee Meeting No. 10/2025 Settlement Committee

announced such the financial statement on Zipmex's website within the period specified in the notification of the Securities and Exchange Commission, which is within May 2, 2023. However, Zipmex has not