continuously and credibly manage the trust in accordance with the trust instrument. Clause 13 The trustee poses no reasonable doubt to its ability to continuously and credibly perform the duties of a trustee in
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, a...
Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of the Securities and Exchange Commission No
Notification of the Securities and Exchange Commission No. KorThor. 66/2547 Re: Maintenance of Financial Positions of Person Licensed as Derivatives Agent dated 22 December 2004 as amended by the Notification of
be in compliance with the following regulations: 1. there shall be sufficient checks and balances at least in compliance with the regulations under Clause 17; 2. the positions of chairman and manager
control of outstanding derivatives positions of members and risk incurred by each member to the clearing system. Clause 7 Where the derivatives clearing house requires the members to place margin or assets
to consider and approve the statements of financial positions and the comprehensive income statements of the Company for the fiscal year ended December 31, 2018 which was approved by the Audit
) providing analysis, advice or planning of investment for clients. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions
Analysis Report of the Financial Positions and Result of Business Operations. To : President of The Stock Exchange of Thailand The Explanation and Analysis Report of the Financial Positions and Result of
Analysis Report of the Financial Positions and Result of Business Operations. (Revise) To : President of The Stock Exchange of Thailand The Explanation and Analysis Report of the Financial Positions and