Clause 4 as well as the following information: (1) Customer type, whether an institutional or retail investor, and also indicate where a customer placing orders for several persons or through series of
units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short
the securities company or its client during placing short selling order, in case of short selling by means of entering into exchanging in-kind for making delivery; 4 (b) there has been an order to
placing orders for several persons or through series of accounts in an undisclosed manner (omnibus account); (2) derivatives position limit of customer at any time; (3) derivatives position of customer that
1 2017 MD&A Advanced Info Service Plc. Executive Summary In 2017, mobile business improved from stronger 4G positioning amidst competitive environment. Competitive landscape remained challenging in
, placing of collateral, payment of debt under derivatives and any other details related to such procedures as well as compliance with foreign derivatives exchange rules for derivatives trading; (3) complying
value, e.g., expenses in placing an announcement of value correction under Clause 3(3) in the newspaper, unless the incorrect unit value is caused by external factors which are uncontrollable. Clause 5
cash or other assets and in case of the securities placed for margin, the relationship between the placing member and the securities issuer shall be taken into consideration in accordance with the rules