inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
CISSA GROUP COMPANY LIMITED CISSA Group Company Limited, a securities issuer, failed to prepare and submit (1) the interim financial statements for the six-month period ended 30 June 2023 (2) the
submitted the inaccurate report on maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 through the SEC Office. Later, the rectified report on
Datamat PLC. Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2012 to the SEC and the SET within the specified period. A statute of
Datamat PLC Datamat PLC (DTM) failed to prepare and submit the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the specified period. A statute of
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
Zipmex Company Limited Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, did not submit reports of IT usage capacity for the period of April 2024, nor did it submit or
Kannithi Aviation Company Limited Kannithi Aviation Company Limited had duties to prepare and submit 10 results of the bill of exchange sale report to the SEC Office within the period as specified by
statements for the six-month period ended June 30, 2008 to the SEC and the SET within the specified period. The public prosecutor issued a non-prosecution order; the case was therefore deemed final. SEC Act