perceive the client ’s investment objective, knowledge, understanding and experience regarding securities investment in conjunction with the consideration of securities dealing transactions and giving of

companies may participate in the test, mutually observe or let the main service providers notify the BCP test to companies. Division 9 Examples of emergency incidents which may cause major operational

commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care