and receive allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction

allocated shares for patrons of such companies. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.311, Section 315 and Section 89/7 in conjunction with Section 86

Group Public Company Limited (TAKUNI) and CCN-Tech Public Company Limited (CCN) securities, used nominee accounts to subscribe and receive allocated shares for patrons of such companies. Such conduct was

Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of

Mr. Thaweesap Rawan Mr. Thaweesap Rawan, a director of Bitkub Online Company Limited (“Bitkub”), who is responsible for the operation of Bitkub, shall be liable for Bitkub’s failure to keep customers

customers' digital assets in accordance with the notification of the SEC between August 27, 2023 and September 30, 2023. In this regard, Bitkub did not deposit customers' digital assets with digital

Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

Bitkub Online Company Limited Between August 27, 2023 and September 30, 2023, Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, did not keep customers' digital assets in

Thai Digital Asset Exchange Company Limited Between December 19 to 26, 2023, Thai Digital Asset Exchange Company Limited ("TDX"), a digital asset exchange, did not keep customers'

Bitazza Company Limited Between December 26 to 31, 2023, Bitazza Company Limited ("Bitazza"), a digital asset broker, did not keep customers' digital assets in accordance with the