Antella Investment Inc. Between 1997 and 2000, Antella Investment Inc. operated securities brokerage businesses, soliciting foreign clients to invest in securities, in Thailand under the name of

Orbix failed to keep customers' digital assets in accordance with the notification of the SEC for 121 days. In this regard, Orbix did not deposit customers' digital assets with digital asset

procedures as specified in the notification. In this regard, Bitazza insufficiently provided the system to ensure that Bitazza could know and verify the true identity of its customers, including acquiring

Zipmex Company Limited Between April 10, 2024 and May 27, 2024, Zipmex Company Limited ("Zipmex"), a digital asset exchange and broker, did not keep customers' digital assets in

;BX") transferred digital assets of its customers which possessed by BX to other digital wallets that did not for holding customers’ digital assets. Such action causes damage to other persons. This

Dsdaq (Thailand) Company Limited Between January 1, 2021 and July 31, 2021, Dsdaq (Thailand) Company Limited, a digital asset exchange, kept customers' digital assets in digital wallets

Mr. Anupon Sriard During the period of 25 – 31 August 2015, Mr. Anupon Sriard, as a private fund manager, instructed the securities trading accounts of the clients of the private fund to place orders

Data Resources Asia Co., Ltd. Between July 2004 and 17 December 2004, Data Resources Asia Co., Ltd. with other alleged persons operated securities brokerage business, soliciting foreign clients to

Mr. Robert Edward Jowett Between July 2004 and 17 December 2004, Mr. Robert Edward Jowett with other alleged persons operated securities brokerage business, soliciting foreign clients to invest in

Singapore and/or other affiliated companies as designated, effective from 8 May 2022. According to The Securities and Exchange Commission ("SEC")'s findings, Zipmex Thailand clients'