Chapter 3; (3) management of tiered participation arrangements in securities clearing houses and central securities depositories, as detailed in Chapter 4; (4) management and disclosure of information, as
) operating system for communications and services shall comply with the regulations under Chapter 1/1; (2) compilation and assessment of client information shall comply with the regulations under Chapter 2; (3
of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3
skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of
participation in a regulatory sandbox. The SEC Office shall consider the application for approval to participate in a regulatory sandbox under Paragraph 1 within sixty days from the date of receiving the
regulations or conditions related to participation in a regulatory sandbox. The SEC Office shall consider the application for approval to participate in a regulatory sandbox under Paragraph 1 within sixty days
greatly appreciates your participation in this public consultation. The Securities and Exchange Commission, Thailand 333/3 Vibhavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900 Call 1207 or 0-2033-9999