to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of
Doubtful debts For year 2015, the Company had the doubtful debts from misuse of income derived from bills of exchange issuance by the resigned Executive Directors. The Company sued the 2 aforementioned
to separate client’s assets from custodian’s assets, safe keeping system of such assets, and internal control system to prevent the misuse of client’s assets; □ (3.2) System for preventing damages to
the unit and personnel responsible for managing investment in such other assets from other units and personnel which may seek benefits from misuse of inside information. (2) in case of assigning a
directors and executives to report on change of REIT unitholding and of securities holding, and penalties if REIT manager found misuse of inside information for personal gains, for the purpose of investors
, procedures, and controls should require the CRA and its employees to take reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c
reasonable steps to protect confidential and/or material non-public information from fraud, theft, misuse, or inadvertent disclosure. c. With respect to confidential information received from a rated entity