directly or indirectly, more than thirty percent of the outstanding shares or the total partnership of such private operator; 2. a juristic person having the person under 1 in the common person group ; 3

supervision of securities business in the category of management of other persons’ funds, whether it be the mutual fund or private fund management, has the common objective to protect and maintain the best

the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to accepting sale orders or clearing the outstanding positions of capital