ด้วยเช่นกัน และบริษัทต้องดำเนินการแก้ไขข้อตรวจพบให้ครบทุกข้อ หากระบบงานสำคัญของบริษัทอยู่บน cloud บริษัทต้องนำส่งรายงานการควบคุมองค์กรบริการ (Service Organization Control 2 – SOC2) ให้สำนักงานทราบด้วย
of an intermediary ’s service and shall include fund , unitholder or member of the provident fund; “ fund ” means a mutual fund, private fund and provident fund; “ central utility function ” means a
foreign service provider ] intermediaries shall outsource the function which is investment management of mutual fund or provident fund or derivatives investment management to a foreign service provider
Notification of the Securities and Exchange Commission concerning Application for Support System Provider Offering Service Related to Investment Unit Trading and Fund Management. Clause 3 This Notification shall
) Chapter 2: IT Security with the following details: 2.1 Information Security Policy; 2.2 Organization of Information Security; 2.3 Human Resource Security; 2.4 Asset Management; 2.5 Access Control 2.6
organization and worker of securities company’s. Such measure shall, at least, having measurement protecting to access internal information between organization and worker who have opportunity to know any
pledging and debt repayment capability of customer, shall not apply to the service of derivatives broker for institutional investor. Chapter 2 Organization Structure, Working System, and Operational Control
) “Department director” means any person who is responsible for the internal operation of a department in the company; (6) “Work experience” means work experience in a financial institution or other organization
; (5) advertisement and sale promotion , as specified in details in Chapter 6; (6) particular provisions for some kinds of service, as specified in details in Chapter 7. As a result of promulgating this
เครือข่ายคอมพิวเตอร์ภายในของผู้ประกอบธุรกิจ (internet access log) บัญชีผู้ใช้งาน / หมายเลขประจำเครื่องที่ใช้งาน (IP address) / หมายเลขอินเทอร์เน็ตของผู้ประกอบธุรกิจ (organization IP address) / วันเวลาที่