-supervision system for executive asset management that was insufficient to prevent conflicts of interest. Specifically, Bualuang Securities issued internal approvals exempting six executives from the firm’s

;s system for categorizing customers and offering debentures according to the customer classification, as well as its supervision were insufficiently stringent because CL did not inspect that the

. 1/2016 Settlement Committee Order No. 3/2016 Dated 17/02/2016

Order No. 7/2016 Dated 16/03/2016

/2016 Settlement Committee Order No. 8/2016 Dated 16/03/2016

Meeting No. 2/2016 Settlement Committee Order No. 11/2016 Dated 16/03/2016

S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 12/2016 Dated 16/03/2016

the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 13/2016 Dated 16/03/2016

Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 14/2016 Dated 16/03/2016

concerning the facts relating to the financial condition or the trading price of MLINK shares. SEC Act S.238 Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 9/2016 Dated 16/03/2016