Notification: “business operator” means: (1) a securities company licensed to undertake securities business in the category of securities brokerage or securities dealing which is not limited to debt securities
business operator, which undertakes business with price settlement and contract delivery obligations, uses qualifications for undertaking futures business in the category of futures brokerage following the
Template updated as of June 2022 For public offering of Asia Region Funds Passport (ARFP) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s local
Template updated as of June 2022 For public offering of ASEAN Collective Investment Schemes (ASEAN CIS) in Thailand LOGO (Form 123-1) Name of the CIS Operator Factsheet Name of the CIS Operator’s
Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator
mobile operator has slowed down the activation of addi- tional systems that the Company has developed and focusing on retaining and increasing the number of users on each operator’s networks. Services
CIS Operator delegated (or sub-delegated) to other entity(-ies)? Yes No If “Yes”, please specify the function(s) delegated (or sub-delegated
MergedFile Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator