brokerage of debt securities or investment units, shall have paid-up registered capital of not less than five hundred million baht, effective from 1 January 2012 onwards. Clause 3. The securities company
be in effect from 1 December 2560 (2017) onwards. Notified this 31st day of October 2017. (Mr. Voravidh Champeeratana) Chairman Securities and Exchange Commission
commencing from 1 January 2011 onwards. Notified this 15th day of December 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Remark: The rationale for
specified under Clause 3(1): (a) thirty-five million baht from 1 January 2019 to 31 December 2021; (b) fifty million baht from 1 January 2022 onwards. In the case where the licensee fails to comply with the
Notification. Clause 7 This Notification shall come into force from 16 January 2018 onwards. Notified this 29th day of December 2017. -signature- (Mr. Voravidh Champheeratana) Chairman Securities and Exchange
Notification comes into force onwards; (2) In case of the applicant under Clause 5(5), (6), (7), (8) and (9), the application shall be filed from 1 January 2012 onwards. Clause 12 In the case where the Office
billion to less than 100 billion baht 200,000 baht per year (c) from 100 billion to less than 1 trillion baht 2,000,000 baht per year (d) from 1 trillion baht onwards 3,000,000 baht per year Clause 10 A
Business Operator and Derivatives Business Operator. (2) the calculation and payment of fee for the calendar year of 2018 onwards shall be the sum of the fixed-rate fee specified under (1)(a) or the fee
. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. 2 Registration Statement for Securities Offering (Form 69-1) Company: .......... (Name of Securities Offeror) ….....… Offers for Sale ....................................................................................................................................................... .................