required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in

ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 15/10/2007 - 25/10/2007

, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard

Mr. Somphong Vitthayaraksan Mr. Somphong Vitthayaraksan colluded with others to trade shares of S.E.C Auto Sales and Services PLC (SECC) in concealment and on a continual basis during September 12

Mr. Suriya Larbvisuthisin Mr. Suriya Larbvisuthisin colluded with others to trade shares of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC

Mr. Somchai Sripayak Mr. Somchai Sripayak colluded with others to trade shares of S.E.C Auto Sales and Services PLC (SECC) in concealment and on a continual basis during September 12 - November 24

All Inspire Development Public Company Limited On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in

Mr. Dusadee Lekyim On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in the securities offering

Mr. Thanakorn Thanawarith On February 15, 2022, All Inspire Development Public Company Limited ("ALL") concealed material information that should have been disclosed in the securities

Offering (“IPO”), which should have been disclosed in the registration statement and draft prospectus (“filing”). In addition, ETL submitted the minutes of the Board of Directors’ Meeting No. 6/2566, held on