Novemver 7, 2024 SEC Act S.56(2) Settlement Committee Meeting No. 4/2025 Settlement Committee Order No. 53/2025 Dated 30/05/2025

2023 through the transmission system of the SEC office within the period specified in the notification. However, the annual report for the year 2023 (Form 56-2) were later filed with the SEC on Novemver

changes to such holdings (Form 59) within Aug 16, 2022 and Nov 29, 2023. However, Mr. Santi prepared and disclosed the report (Form 59) to the SEC office on November 29, 2023 which means Mr. Santi failed to

Mr. Krirkrai Tribunyatkul During the period of 13 Nov 2015 to 11 Mar 2016, 4 offenders, namely: Mr. Pete Bodharamik, Mr. Adisai Bodharamik, Mr. Krirkrai Tribunyatkul, Mrs. Saowanit Thanomsuwan and

Mrs. Saowanit Thanomsuwan During the period of 13 Nov 2015 to 11 Mar 2016, 4 offenders, namely: Mr. Pete Bodharamik, Mr. Adisai Bodharamik, Mr. Krirkrai Tribunyatkul, Mrs. Saowanit Thanomsuwan and

Mr. Phirasak Permboonyarak During the period of 13 Nov 2015 to 11 Mar 2016, 4 offenders, namely: Mr. Pete Bodharamik, Mr. Adisai Bodharamik, Mr. Krirkrai Tribunyatkul, Mrs. Saowanit Thanomsuwan and

Mr. Pete Bodharamil During the period of 13 Nov 2015 to 11 Mar 2016, 4 offenders, namely: Mr. Pete Bodharamik, Mr. Adisai Bodharamik, Mr. Krirkrai Tribunyatkul, Mrs. Saowanit Thanomsuwan and Mr

Mr. Adisai Bodharamik During the period of 13 Nov 2015 to 11 Mar 2016, 4 offenders, namely: Mr. Pete Bodharamik, Mr. Adisai Bodharamik, Mr. Krirkrai Tribunyatkul, Mrs. Saowanit Thanomsuwan and Mr

LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules

on November 3, 2023 and November 17, 2023 to the SEC Office within the period specified by the SEC Office Notification, on two occasions. This case is in the process of inquiry by the inquiry official