LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules

on November 3, 2023 and November 17, 2023 to the SEC Office within the period specified by the SEC Office Notification, on two occasions. This case is in the process of inquiry by the inquiry official

Mr. Santisuk Kosiarpanant On November 20, 2019. Mr. Santisuk Kosiarpanant, Chief executive officer of Sonic Interfreight Public Co., Ltd, has changed their securities holding. In this regard, Mr

Mr. Ratch Osathanugrah During 12 March 2020 to 15 November 2021, Mr. Ratch Osathanugrah, a vice chairman of the board of directors of Osotspa public company limited (OSP), has changed his

Mr. Chuang, Chih Yao Mr. Chuang, Chih Yao, Chairman of Hwa Fong Rubber (Thailand) Public Company Limited (HFT), has changed his securities holding in HFT during the period from November 9, 2020 to

Mr. Thanayous Kositsakul During 13 November 2018 to 16 November 2018, Mr. Thanayous Kositsakul failed to report his acquisition and disposition of Simat Technologies Public Limited (“SIMAT”) shares

prepare and submit On-Going Capital Requirement (CAR report) of November 2022 within DECEMBER 8, 2022 However, FL prepared and submitted the On-Going Capital Requirement (CAR report) of November 2022 to the

PTG’s Q3/2018 performance which would significantly worsen through his securities trading accounts during 3 September 2018 to 2 November 2018 prior to the disclosure of such inside information to the

significantly worsen. Subsequently, during 3 September 2018 to 5 November 2018 prior to PTG’s disclosure of such inside information to the public on 8 November 2018, Mr. Tharathon sold PTG stocks by using such

Mr. Suriya Larbvisuthisin Mr. Suriya Larbvisuthisin colluded with others to trade shares of Metrostar Property PLC (METRO) during September 19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC