accordance with the notification of the SEC. In this regard, Zipmex did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets, digital
procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date
the notification of the SEC for 4 days. In this regard, BO did not keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion
July 23, 2024 in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 8/2025 Dated 26/06/2025
2024 in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 5/2025 Settlement Committee Order No. 8/2025 Dated 26/06/2025
with the notification of the Securities and Exchange Commission. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026
disclose the report (Form 59) to the SEC office within the period specified in the notification of SEC (by 6 June 2022), as he submitted the Form 59 report to the SEC on 13 June 2022, which was later than
the changes in his securities holdings (Form 59) to the SEC within the period specified in the notification of the SEC, which was 3 July 2025. However, Mr. Vorathep failed to prepare and disclose the
(Form 59) to the SEC office within the period specified in the notification of SEC, which was 20 June 2022, as he submitted the Form 59 report to the SEC on 2 August 2022, which was later than the
office within the period specified in the notification of SEC, which was 2 June 2022, as he submitted the Form 59 report to the SEC on 17 June 2022, which was later than the deadlines prescribed in the