the notification of the SEC; or (4) newly established company for the purpose of applying for Type B securities business license (ข). Clause 6 The applicant for Type C securities business license (ค
Notification of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
NOTIFICATION OF THE SECURITIES AND EXCHANGE COMMISSION (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Notification in the existing type of its registration and shall maintain the status of its juristic person and its qualifications of registered derivatives business operator under this notification. A registered
this transaction being considered as Type 3 transaction under the Notification on Acquisition or Disposal of Assets. The Company is required to immediately disclose the information memorandum on entering
Derivatives Broker dated 25 November 2004. Clause 3 In the Notification: (1) “derivatives business license type Sor-1” means a license to undertake derivatives business in various categories consisting of (a
Derivatives Business Operator in the Category of Derivatives Broker dated 25 November 2004. Clause 3 In the Notification: (1) “derivatives business license type Sor-1” means a license to undertake derivatives
March 2016. Clause 3 Unless otherwise provided in this Notification, definitions given under the following Notifications shall be used in relation to each type of instruments: (1) Notification of the
transaction value will be 40.30 percent based on the value of consideration basis and being considered as Type 2 transaction under the Notification on Acquisition or Disposal of Assets. Therefore, the Company