Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement

Mr. Yanyong Intarasongkarw On 4 and 9 February, 2016, Mr. Yanyong Intarasongkarw colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in

Mr. Ekkavit Kamontaypa On 4 and 9 February, 2016, Mr. Ekkavit Kamontaypa colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in concealment

Miss Kannida Tangkittrongcharoen On 4 and 9 February, 2016, Miss Kannida Tangkittrongcharoen colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC

Mr. Panurak Saengaram On 4 February, 2016, Mr. Panurak Saengaram colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in concealment to

Miss Pornpen Nithikasem On 9 February, 2016, Miss Pornpen Nithikasem colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in concealment to

Mr. Pakkawan Wongopasi On 4 and 9 February, 2016, Mr. Pakkawan Wongopasi colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in concealment

Mr. Koravit Asawakul On 9 February, 2016, Mr. Koravit Asawakul colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in concealment to mislead

persons manipulating the share price of Nation Broadcasting Corporation Public Company Limited ("NBC"); and - 19 December 2014 to 24 March 2015 joined with other 11 persons manipulating the share