EASTERN ENERGY PLUS COMPANY LIMITED Eastern Energy Plus Company Limited (“EEP”) offered for sale newly issued securities in the category of debentures without approval from the SEC office which is in

prior to the registration of the security, and failing to adequately monitor and maintain the collateral for the bonds. SEC Act S.46 Settlement Committee Meeting No. 10/2025 Settlement Committee

IBIZ PLUS NETWORK CO.,LTD. Between December 17, 2021, and May 17, 2022, Ibiz Plus Network Co.,Ltd. have offered newly issued securities in the category of Crowdfunding bond without the approval from

collateral. Furthermore, BAY failed to monitor and oversee the collateral while it was under its care. Such actions constitute a violation of Section 300 in conjunction with Section 46, which is subject to

UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a mutual fund management company, failed to manage the Brilliant Plus Fund with the rules, conditions

MR. KANAPOD NITSIRIPHAT Mr. Kanapod Nitsiriphat, authorized director who is responsible for the operation of Eastern Energy Plus Company Limited (“EEP”) shall be liable for EEP’s offering for sale of

MRS. JHITRAPORN TECHACHARN Mrs. Jhitraporn Techacharn, authorized director who is responsible for the operation of Eastern Energy Plus Company Limited (“EEP”) shall be liable for EEP’s offering for

Mr. Boonchai Asirawartvanit Mr. Boonchai Asirawartvanit, Authorized director of Ibiz Plus Network Co.,Ltd ("IBIZ"), shall be liable for IBIZ’s offering for sale newly issued securities in

NEX 2 CAPITAL CO., LTD. (WEALTH PLUS HOLDING CO., LTD.) During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and

materiality. TRIS informed RML that TRIS downgraded the RML credit rating to "BB+" (Double B Plus) from "BBB-" (Triple B Minus) and the rating outlook is revised to "Negative" from