KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 25/09/2002 - 04/10/2002

EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Retirement Mutual Fund : RMF | Offering Date : 14/11/2016 - 18/11/2016

EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Long Term Equity Fund : LTF | Offering Date : 13/12/2016 - 19/12/2016

The initiative forms part of the SEC’s policy efforts to strengthen the capital market as a viable source of funding and an important mechanism for supporting small and medium-sized enterprises (SMEs

having medium to high risk level without  principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete

the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk

Turnover Ratio Settlement Period: Sharpe Ratio Alpha Remark: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments

Ratio Alpha Remark: ……………………………………...………………….……. ………………………………………………………………………… ………………………………………………………………………… Beta Tracking Error Average Maturity of Debt Instruments Fees to be charged to the fund (% of NAV

Error Average Maturity of Debt Instruments Fees to be charged to the fund (% of NAV per annum) Yield to Maturity Country Allocation Fee items Maximum charge Actual charge Management fee Total expenses

Digital assets have been used as fund-raising instruments and medium of exchange https://www.sec.or.th/TH/Documents/DigitalAsset/enactment_digital_2561_summary_en.pdf HouseStyle HouseStyle (Unofficial