._______________________ Remark : *Blockchain is a decentralized database system with a mechanism to have transactions without intermediaries. ** Fiat
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
, the multi-class structure offered by existing mutual funds must not prejudice the right of existing unit holders. Details of the proposed structure must be defined in the amended investment fund scheme
With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and Guidelines, which cover the following key points: (1) To reduce the submission frequency of IT aud...
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
already investigated TTA shareholding structure and request explanation from relevant persons. Under the SEC regulations, any person and persons hold or announce intention to hold at least 25% stake in TTA
amendment include creation of preventive mechanism against conflicts of interest, selection of intermediaries to support offer for sale of mutual funds of different types that would serve different target
fundraising mechanism in Thailand for development of offshore infrastructures, including those in GMS countries.(3) Setting criteria to create GMS asset class by allowing Thai mutual funds to invest in listed