of the following manners, for which the SEC shall specify the paid-up registered capital of at least one hundred million baht: (1) Keeping the client’s assets in its possession; (2) Investing in or
the securities company under the first paragraph undertakes securities business in any of the following manners, such securities company shall have paid-up registered capital of not less than one
business in any of the following manners, such securities company shall have paid-up registered capital of not less than one hundred million baht: (1) keeping clients’ assets in its possession; (2) investing
conflict of interest with REIT, the following manners shall be deemed sufficient disclosure of information to unitholders or investors: (1) disclosure [of information] through the channel as stated by the
customer complaint in the following manners: (1) considering and solving the customer complaint rapidly according to the procedures and means as prescribed in Clause 2(2); (2) notifying the results to the
) ………………………………………………………………………………………………………………………………………………….… ………………………………………………………………………………………………………………………………………………….… Wish to express an intention to apply for an SEC Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a seven-day expiry from the SEC
of the Securities and Exchange Commission. Clause 2. Giving advice in the following manners is not deemed as undertaking derivatives business in the category of derivatives advisory services: (1
the Office of the Securities and Exchange Commission. Clause 2. Giving advice in the following manners is not deemed as undertaking derivatives business in the category of derivatives advisory services