Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting...

Facebook page "Sawakami Mixed Mutual Fund" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)

Facebook page "บริษัท หลักทรัพย์จัดการกองทุน จัสท์ จำกัด" impersonates "CL Fund Management Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 28/10/2024)

Facebook page ?บริษัท หลักทรัพย์จัดการกองทุน จัสท์ จำกัด ? impersonates ?CL Fund Management Ltd.? : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2024)

Facebook page "บริษัท หลักทรัพย์จัดการกองทุน จัสท์ จำกัด" impersonates "CL Fund Management Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 12/11/2024)

Facebook page “Gold Fund-HSH” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 17/07/2024)

Facebook page “กองทุนรวมทองคำ-Gold Fund” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 02/08/2024)

Facebook page “HSH-Gold Fund .” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 08/07/2024)

Facebook page "Gold Fund Association" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 26/05/2025)

Facebook page "Gold Fund Association" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 24/04/2025)