the level of trust from investors, the management company shall: (1) Arrange to have a work system ensuring allocation of duties and responsibilities to the respective work units; supervision of its

Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust from investors, the

in an accounting period The mutual fund risk level chart shall be shown horizontally with a single-color bar in the fund’s risk level box in order to not mislead investors about the meaning of each

level chart shall be shown horizontally with a single-color bar in the fund’s risk level box in order to not mislead investors about the meaning of each color level, and the risk profile shall be shown

mutual fund risk level chart shall be shown horizontally with a single-color bar in the fund’s risk level box in order to not mislead investors about the meaning of each color level, and the risk profile

12-month period: As ICO investors can run a risk of losing their entire investment, the SEC received a suggestion that an aggregate limit on the total amount each retail investor can invest in ICOs in

for a diagram showing the mutual fund’s risk level, which may feature letters in a smaller font size that is yet legible to investors. Clause 6 The information about assets of an infrastructure business

the structured notes in any subsequent level to any other persons who are not institutional investors and/or high net worth investors 16. Guarantee/collateral: Specify yes/no. If “yes”, disclose the

chart shall be shown horizontally with a single-color bar in the fund’s risk level box in order to not mislead investors about the meaning of each color level, and the risk profile shall be shown together

dissemination in all or some parts of information relating to REIT; (2) amend disseminated information or statement relating to REIT; (3) clarify complete, correct, real and not mislead information to investors