becomes known or should have been known that the Registration Statement is false or lacks any material information that should have been disclosed, but in any case not later than two years since the

regarding complaint handling and entering into the Office’s arbitration process for the settlement of dispute between the securities company and the customer. In the case where the securities company lacks of

settlement of dispute between the securities company and the customer. In the case where the securities company lacks of qualification under (3) or (5), the securities company may be granted an approval from

operation, it must not appear that the derivatives broker conducts an offence relating to misleading its financial status or actual performance; In the case where the derivatives broker lacks of qualification

; In the case where the derivatives broker lacks of qualification under (3) or (5), the derivatives broker may be granted an approval from the Office only when the derivatives broker cause the relevant

approval given in accordance with Clause 23 for the offering of structured notes: (1) the Company offering structured notes for sale lacks the qualifications, or its compliance with the conditions after

approve, suspend or revoke an offer for sale of a private placement of bonds, as the case may be: (1) the issuer lacks the qualifications, or its compliance with the conditions after approval is

be: 6 (1) the foreign entity which will offer for sale of debt securities lacks qualifications or its compliance with the conditions after approval is inappropriate, or it will be unable to comply with

treat the unitholders fairly; (b) there shall be no reasonable suspicion that the applicant lacks a sufficient system to manage the REIT reliably in accordance with the trust instrument; (c) it shall be

placement of debt securities, as the case may be: 9 (1) the company offering debt securities for sale lacks the qualifications, or its compliance with the conditions after approval is inappropriate, or it