submitted to the SEC Office. Clause 4 The intermediary shall maintain the captial in the amount not less than the maximum rate of the following amounts: (1) one hundred thousand baht; (2) average quarterly

remuneration. The remuneration for each expert shall not exceed fifty thousand baht per dispute and shall be classified as part of the expense of the arbitral proceeding under Clause 36. Clause 23. If the

business operator are as follows: (1) registration form for a derivatives business operator: thirty thousand baht per form; (2) registration as a derivatives business operator: two hundred thousand baht per

and the license fee for the agricultural derivatives business license are as follows: (1) thirty thousand baht per application; (2) one hundred and fifty thousand baht per license. The applicant shall

business shall be five hundred baht; (2) the license fee for an association related to securities business shall be fifty thousand baht per year; The annual license fee for an association related to

Exchange Commission. Clause 3. The following securities companies shall pay fees to the Office at the rate of one percent per annum on their income, but not less than Baht two hundred thousand and not

business shall be as follows: (1) application fee for derivatives business license shall be thirty thousand baht per application; (2) fee for derivatives business license type Sor-1 shall be five million

holds shares more ten percent of the outstanding shares. No. Name Number of shares (thousand unit) Percentage of the outstanding shares (%) 1 2 3 4 Part 3: Purpose of submitting an application □ 3.1 For

thirty thousand baht per application; (2) Fee for derivatives business license type Sor-1 shall be five million baht per license. The license fee shall be paid by the licensee on the date when it receives

Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...