Microsoft Word - Kor Khor 2-2548 final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
Board No. TorThor/Nor/Khor. 58/2552 Re: Qualifications and Other Prohibited Characteristics of Directors and Executives of Securities Companies (Codified) By virtue of Section 16/6 of the Securities and
Board No. TorThor/Nor/Khor. 87/2552 Re: Qualifications and Prohibited Characteristics of Directors and Executives of Derivatives Business Operators (Codified) By virtue of Section 18 and the first
Laundering Act B.E. 2542 (1999) and the SEC Office’s issuance of the Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures
No. KorThor/Nor/Khor. 4/2551 Re: Amount of Damages Arising from Derivatives Transaction for Settlement by Arbitration _____________ By virtue of Section 9 and the second paragraph of Section 47 of the
customer; “Office” means the Office of the Securities and Exchange Commission. 1 Repealed for amendment by the Notification of the Securities and Exchange Commission, No. Kor Khor. 29/2548 Re: Rules
Amended by the Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor/Khor. 28/2547, Re: Determination of Fees for the Operation of Licensed Businesses (No. 2), dated 27 May 2004. 2
Commission No. SorThor/Khor/Dor/Nor. 4/2554 Re: Special Holiday of Securities Companies and Derivatives Business Operators _____________ This is with regard to the Cabinet’s resolution on 30 November 2010