guideline for consideration of any problematic issues which many arise from the enforcement of this Act.
other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
invested or held equity instruments issued by PTT Public Company Limited : (1) mutual fund excluding ETF; (2) provident fund. Clause 2. In case where the Stock Exchange of Thailand issues a temporary trading
hereby issues the following regulations: Clause 1 Units of foreign collective investment scheme in the type of share is securities having investment characteristic similar with investment units. A person
Capital Market Supervisory Board, hereby issues this Notification, as follows: Clause 1 The Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information
Office hereby issues the following regulations: Clause 1 The Notification of the Office of the Securities and Exchange Commission No. Sor Thor/Nor. 19/2550 Re: Application Form for Approval of Agricultural
. 2535 (1992), as amended by the Securities and Exchange Act (No. 2) B.E. 2542 (1999), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The securities companies
Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 The shareholders’ structure and the shareholding proportion of a limited
the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The person who undertakes, for itself, in offering for sale or purchase of
Section 22 of the Derivatives Act B.E. 2546 (2003), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. Operators of derivatives business wishing to apply