investment scheme, securities company shall proceed to examine investor’s qualifications at least as follows: (1) arranging investor to self-declare identity; (2) requesting information and documents

following additional conditions for ICO portal recognition? An ICO portal shall: 4.1) have a system to test retail investor’s suitability and investment knowledge on ICO before retail investor commits to an

deemed as securities under this Notification. Upon completing inspection on units of foreign ETF under the first paragraph, the SEC Office shall, for investor’s inspection, make public a list of units of

amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the newly issued shares which offering to the specific

or Preference Shares as Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has

Registered Securities B.E.2558, dated May 11, 2015 (as amended). In this connection, the Board of Directors has verify the investor’s profile and view that such investor has sufficient fund for subscribe the

the private fund management contract with the management company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into

company. Clause 7. To contact and solicit an investor to become a counterparty of a private fund, the management company must take into consideration such investor’s investment policy, and offer an

objective, purpose, or strategy of operation or procurement of benefit of REIT for investor’s understanding and use it as guideline for monitoring REIT business operation direction in the future; 2.2

Investor’s Choice Award ประจ ำปี 2559 จำกสมำคมส่งเสริมผู้ลงทุนไทย ผลการประเมินการก ากับดูแลกิจการท่ีดี ประจ าปี 2559 บริษัท แอล เอช ไฟแนนซ์เชียล กรุ๊ป จ ำกัด (มหำชน)ได้รับกำรประเมินด้ำนกำรก ำกับดูแล กิจกำรที่