party has doubts relating to the statement in the dispute resolution, such party may file, through the Office, a motion requesting the arbitrator to interpret such statement within thirty days from the
person”etc. Propose to delete the following content “significant effect” because hard to interpret or modify to have to “notify to the executive acknowledge” IT Club Original proposed guideline Comment
: Category A investor contact referring to investor contact that is authorized to analyze securities investments, and Category B investor contact referring to investor contact that is unauthorized to analyze
company undertaking securities business. Investor contact are divided into two categories: Category A investor contact who can analyze securities investment and Category B investor contact who cannot
, disclose the expenses spent on such research and development during the past three years. In case of none, specify so and explain the reason thereof as well. (2) Marketing and competition (a) Describe the
analyze value and appropriateness in trading derivatives trading, product or variables specified in derivatives contract whereby such analysis shall be distributed to clients. Clause 4. Derivatives broker
committee before the appointment of such custodian. In seeking the consent under the first paragraph, the private fund management company shall explain the connection with the connected person under the first
investors, and are divided into two categories: Category A Investor Contact and Category B Investor Contact; (3) “Category A Investor Contact” means any investor contact who is also authorized to analyze
. In the case where the Office requests the management company to explain or to provide additional documents within a specified period, if the management company does not comply nor proceed within the
: CGR ที่ประเมินโดย IOD ก็พิจารณาการเปิดเผยข้อมูลเหล่านี้เป็นปัจจัยในการให้คะแนนด้วยเช่นกัน ทั้งนี้ จะเป็นการเปิดเผยข้อมูลด้วยหลัก comply or explain ซึ่งจะกำหนดให้เปิดเผยข้อมูลดังกล่าวใน (1) แบบแสดงรายการ