Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment

manager, failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems and processes for

and January 20, 2025, Merkle failed to comply with the rules, conditions, and procedures stipulated in the relevant notification. In this regard, Merkle failed to provide appropriate internal systems

. 1/2016 Settlement Committee Order No. 3/2016 Dated 17/02/2016

Order No. 7/2016 Dated 16/03/2016

/2016 Settlement Committee Order No. 8/2016 Dated 16/03/2016

Meeting No. 2/2016 Settlement Committee Order No. 11/2016 Dated 16/03/2016

S.241 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 12/2016 Dated 16/03/2016

the Penal Code Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 13/2016 Dated 16/03/2016

Settlement Committee Meeting No. 2/2016 Settlement Committee Order No. 14/2016 Dated 16/03/2016