Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Rules, Conditions and Procedures for Providing Services as Securities Registrar
Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency
Rules, Conditions and Procedure for Applying for License and Granting of License to Provide Services as Securities Registrar
Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries