conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of the same type for no apparent
attempts to open an account or conduct transactions under other person’s names, or avoids using his own name to open an account or process the transaction; (2) the client insists to open several accounts of
(2003). 11 the client, the intermediary shall inform the client of the unsuitability thereof. If the client insists on the investment or entering into the transaction, the intermediary shall arrange for
consultation involving feature, risk and return of the investment or transaction for the client’s reviewing or reconsidering if the client insists to invest. After giving additional consultation, if the client