Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a total fine of 25,322,064.39 on four offenders for using insider information to purchase ordinary shares and warrants of Siam
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
Bangkok May 9, 2012 ? The Southern Bangkok Criminal Court, on April 24 2012, sentenced Ratchanee Panich to a fine of 1,259,323.11 baht for aiding or abetting Apichart Rungruengacheeva (formerly Wisit Kanjanopas) in trading shares of Karat Sanitaryware Plc. ("KARAT") through her own account by using inside information. Such information was obtained by Apichart while performing duty as a chief legal counsel for the client in acquiring KARAT?s shares from its major shareholder and launching a tende...
Bangkok March 29, 2011 ? The SEC files complaint against Apichart Rungruengacheeva (formerly Wisit Kanjanopas), Ratchanee Panich, Krisda Kulvivat, and Preecha (last name not known) with the Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty as a chief legal counsel for KARAT?s takeover deal before it was publicly disclosed.Following the res...
Bangkok, April 20, 2015 ? The SEC revealed that the Settlement Committee imposed a total fine of 6,254,024 baht on Sermkhun Kunawong, Chief Executive Officer and Director of CMO Plc. (CMO) for using inside information to trade CMO shares along with failure to report the changes of his CMO shareholding and launch a tender offer for CMO shares.With the referral from the Stock Exchange of Thailand, the SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through...
333,333.33 baht for aiding and abetting in the aforesaid insider trading. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation, the aforesaid individuals from (1
Bangkok, November 26, 2014 - The SEC revealed that the Settlement Committee fined {A} {B} and {C}, as principal, along with two aiders and abettors, namely {D} and {E} for using inside information to purchase S.P. Suzuki Plc. (SPSU) shares for their own and other persons' benefits. The total fine was 12,831,738.66 baht.With the referral from the Stock Exchange of Thailand (SET), the SEC probe found that during April 8 - June 15, 2010, {A} {B} and {C} had purchased SPSU shares through securities...
related to the tender offer of NOBLE shares at 12.25 baht per share, which was higher than the market price. As director and executive of the company at the time, Kitti disclosed such insider information to
According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows: Group 1: Chanyarat, as a director of Suan Orapin (Thailand) Co., Ltd., a lessee of a property of UOB8TF with the right to offer a bidding price for the property in competition with other bidders, knew in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to...
Phihakendr; (7) Mr. Patchawat Kunchayangkul; (8) Mr. Jittkasaem Kunchayangkul; (9) Mr. Kasemsan Kunchayangkul; (10) Mrs. Lakkana Chantem; and (11) Miss Supaporn Saikam for committing an insider trading in