involves capital inflow or outflow, as per the forms and procedures provided by the Office in electronic systems or as per any other forms which the Office shall notify the derivatives broker in advance

dividend account e.g. monitoring incoming money to the account for dividend payment, safekeeping and paying of cheques for dividend payment, examining documents related to the approval on cheque preparation

controlling the inflow and outflow of mutual funds’ assets; (c) Systems for verifying and enumerating mutual funds’ assets to ensure accuracy and totality; (d) Systems for making asset inventories that show the