) / (#%I#0# 4!4 (derivative warrants) #II$"# (.# 4R&.$E3K$1$)# !. +,$ R&"# '"# $06"# 11 (."+3- )# !. 01 1.3.1.1 stock options / derivative warrants on individual +6 / (#%I#0# 4!4 &'R&.(0. 1.3.1.2

risk Specific risk SET 50 individual stock/ หุ้นต่างประเทศ ในกลุ่ม large market capitalization 8% 12% Non SET 50 individual stock/หุ้นต่างประเทศ นอกกลุ่ม large market capitalization 10% 20% สินทรัพย์

for listing or issue manager to the offer; c. underwriter to the offer; d. legal adviser to the offer; e. contact person; f. arranger of the offer; and g. other parties who are responsible for

well as the individual face value of each type of debt securities offered or listed. 3. Provide information about the form of the security, such as whether investors can obtain physical certificates or

spouse or a minor child of such person; (b) an individual or a company holding majority shares of such person, which means: 1. an individual or a company holding shares of such person in a number exceeding

underwriter in the following manners: (a) a spouse or a minor child of such person; (b) an individual or a company holding majority shares of such person, which means: 1. an individual or a company holding

relationship with a director, an executive, a major shareholder or a controlling person of a securities underwriter in the following manners: (a) a spouse or a minor child of such person; (b) an individual or a

Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and

market risk และ specific risk ของตราสารทุนและเทียบเท่า หุ้น General market risk Specific risk SET 50 individual stock/ หุน้ต่างประเทศ ในกลุ่ม large market capitalization 8% 12% Non SET 50 individual stock

individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages